Governance, Risk Management and Compliance
LAW BK 931
The course is a survey of the key areas of compliance. The course will examine implementing and maintaining a compliance program. Topic areas to be covered include: U.S. Foreign Corrupt Practices Act; the Office of Foreign Assets Control; Bank Secrecy Act; Privacy; Investigations; Whistleblower Rates; Information Reporting/Disclosure; Insider Trading Policies; Code of Ethics; Audit; Conflict of Interest; Management Reporting; Internal Reporting/E- Discovery/Record Retention.
FALL 2023 Schedule
Section | Instructor | Location | Schedule | Notes |
---|---|---|---|---|
A1 | Cesso | LAW 605 | R 4:20 pm-6:20 pm | WebReg Restricted Stamped Approval |
FALL 2023 Schedule
Section | Instructor | Location | Schedule | Notes |
---|---|---|---|---|
O2 | Cesso | ARR TBD-TBD | WebReg Restricted Stamped Approval On-line course |
Note that this information may change at any time. Please visit the Student Link for the most up-to-date course information.