Compliance Programs

LAW BK 931

The course is a survey of the key areas of compliance. The course will examine implementing and maintaining a compliance program. Topic areas to be covered include: U.S. Foreign Corrupt Practices Act; the Office of Foreign Assets Control; Bank Secrecy Act; Privacy; Investigations; Whistleblower Rates; Information Reporting/Disclosure; Insider Trading Policies; Code of Ethics; Audit; Conflict of Interest; Management Reporting; Internal Reporting/E- Discovery/Record Retention.

FALL 2015 Schedule

Section Instructor Location Schedule Notes
A1 Cesso R 4:20 pm-6:10 pm WebReg Restricted
Stamped Approval

Note that this information may change at any time. Please visit the Student Link for the most up-to-date course information.