Compliance Programs

LAW BK 931

The course is a survey of the key areas of compliance. The course will examine implementing and maintaining a compliance program. Topic areas to be covered include: U.S. Foreign Corrupt Practices Act; the Office of Foreign Assets Control; Bank Secrecy Act; Privacy; Investigations; Whistleblower Rates; Information Reporting/Disclosure; Insider Trading Policies; Code of Ethics; Audit; Conflict of Interest; Management Reporting; Internal Reporting/E- Discovery/Record Retention.

FALL 2014 Schedule

Section Instructor Location Schedule Notes
A1 Cesso LAW 414 R 4:20 pm-6:10 pm WebReg Restricted
Stamped Approval
Jd stud contact
Morin Ctr at
to register
Rm is LAW 414

Note that this information may change at any time. Please visit the Student Link for the most up-to-date course information.