{"id":439,"date":"2016-06-13T12:08:46","date_gmt":"2016-06-13T16:08:46","guid":{"rendered":"https:\/\/www.bu.edu\/research\/?page_id=439"},"modified":"2026-02-26T10:10:15","modified_gmt":"2026-02-26T15:10:15","slug":"submitting-an-irb-protocol","status":"publish","type":"page","link":"https:\/\/www.bu.edu\/research\/ethics-compliance\/human-subjects\/submitting-an-irb-protocol\/","title":{"rendered":"Initial Submissions"},"content":{"rendered":"<p>A step-by-step guide for submitting an IRB protocol for human subjects research on BU&#8217;s Charles River Campus.<\/p>\n<hr>\n<h2 id=\"step-1-determine-if-irb-approval-is-required\">Step 1: Determine if IRB Approval is Required<\/h2>\n<p>Not all projects require IRB review and approval. Before getting started, <a href=\"https:\/\/www.bu.edu\/research\/compliance\/human-subjects\/determining-if-irb-approval-is-needed\/\">determine if IRB approval is required<\/a>.<\/p>\n<hr>\n<h2 id=\"step-2-complete-the-required-human-subject-protection-training\">Step 2: Complete the Required Human Subject Protection Training<\/h2>\n<p>The Charles River Campus IRB requires all study personnel who are engaged in human subjects research to complete training in human subjects protection via the Collaborative Institutional Training Initiative (CITI) Program.&nbsp; The training includes an initial certification course and subsequent recertification every three years.<\/p>\n<p>To begin your training, review the <a href=\"https:\/\/www.bu.edu\/research\/compliance\/human-subjects\/human-subjects-training\/\">Required Human Subject Training<\/a> information page.<\/p>\n<hr>\n<h2 id=\"step-3-determine-which-application-to-submit\">Step 3: Determine Which Application to Submit<\/h2>\n<p>Projects that involve human subjects research may undergo one of three types of review:<\/p>\n<ul>\n<li>Exempt Review<\/li>\n<li>Expedited Review<\/li>\n<li>Full Board Review<\/li>\n<\/ul>\n<p>The type of review depends on the risk level of the research and if the research falls into one of the expedited or exempt categories as defined by the federal regulations.<\/p>\n<h3 id=\"exempt-review\">Exempt Review<\/h3>\n<p><span>Exempt reviews are conducted by at least one experienced member of the IRB.<o:p><\/o:p><\/span><\/p>\n<p><span>Research may be exempt from the requirements if the activities are not greater than minimal risk and fall into one of the federal exemption categories listed in the policy below<\/span><span>. Research activities that generally cannot be exempt include research that involves prisoners, survey or interview procedures or observations of public behavior involving children except for research involving observation of public behavior when the investigator does not participate in the activities being observed, and FDA regulated research unless it quali\ufb01es under Category 6. Read the full policy on IRB review of &#8220;Exempt Research\u201d in our <a href=\"https:\/\/www.bu.edu\/research\/forms-policies\/policies-and-procedures-for-working-with-human-subjects-bu-crc-irb\/\">Policies and Procedures for Working with Human Subjects<\/a>.<\/span><\/p>\n<h4>How to Apply<\/h4>\n\t<div class=\"shortcode-forms-policies\">\n\t\t<ul class=\"forms-policies\">\n\t\t\t\t\t\t\t<li class=\"3450 post-439 page type-page status-publish hentry fp-type-how-to fp-type-resource topic-human-subjects office-orc stage-conducting-research tags-institutional-review-board\">\n\t\t\t\t\t<div class=\"fp-label\">\n\t\t\t\t\t\t<span\n\t\t\t\t\t\t\tclass=\"label bg-darkgray\">DOCX<\/span>\n\t\t\t\t\t<\/div>\n\t\t\t\t\t<div class=\"fp-content\">\n\t\t\t\t\t\t<a href=\"\/research\/files\/2026\/06\/CRC-Exemption-Application.docx\"><span\n\t\t\t\t\t\t\t\tclass=\"title\">Exempt New Application<\/span><\/a>\n\t\t\t\t\t\t<span class=\"date\">Updated June 11, 2026<\/span>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/li>\n\t\t\t\t\t\t<\/ul>\n\t<\/div>\n\t\n<h3 id=\"expedited-review\">Expedited Review<\/h3>\n<p>Projects not eligible for an exempt review may be eligible for an expedited review. To qualify for review via expedited procedures, the research must not be greater than minimal risk and fall into at least one of the expedited categories defined by the federal regulations (see below).<\/p>\n<p>Expedited review may not be used where identification of the subjects and\/or their responses would reasonably place them at risk of criminal or civil liability or be damaging to the subjects financial standing, employability, insurability, reputation, or be stigmatizing, unless reasonable and appropriate protections will be implemented so that risks related to invasion of privacy and breach of confidentiality are no greater than minimal risk. Expedited reviews are conducted by at least one experienced member of the IRB.<\/p>\n<h4>Expedited Categories<\/h4>\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">(1) Clinical studies of drugs and medical devices only when condition (a) or (b) is met.<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\">(a) Research on drugs for which an investigational new drug application (21 CFR Part 312) is not required. (Note: Research on marketed drugs that significantly increases the risks or decreases the acceptability of the risks associated with the use of the product is not eligible for expedited review.)<\/p>\n<p>(b) Research on medical devices for which (i) an investigational device exemption application (21 CFR Part 812) is not required; or (ii) the medical device is cleared\/approved for marketing and the medical device is being used in accordance with its cleared\/approved labeling.<\/div>\n<\/div>\n\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">(2) Collection of blood samples by finger stick, heel stick, ear stick, or venipuncture as follows:<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\">(a) from healthy, nonpregnant adults who weigh at least 110 pounds. For these subjects, the amounts drawn may not exceed 550 ml in an 8 week period and collection may not occur more frequently than 2 times per week; or<\/p>\n<p>(b) from other adults and children 2, considering the age, weight, and health of the subjects, the collection procedure, the amount of blood to be collected, and the frequency with which it will be collected. For these subjects, the amount drawn may not exceed the lesser of 50 ml or 3 ml per kg in an 8 week period and collection may not occur more frequently than 2 times per week.<\/div>\n<\/div>\n\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">(3) Prospective collection of biological specimens for research purposes by noninvasive means.<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\">Examples: (a) hair and nail clippings in a nondisfiguring manner; (b) deciduous teeth at time of exfoliation or if routine patient care indicates a need for extraction; (c) permanent teeth if routine patient care indicates a need for extraction; (d) excreta and external secretions (including sweat); (e) uncannulated saliva collected either in an unstimulated fashion or stimulated by chewing gumbase or wax or by applying a dilute citric solution to the tongue; (f) placenta removed at delivery; (g) amniotic fluid obtained at the time of rupture of the membrane prior to or during labor; (h) supra- and subgingival dental plaque and calculus, provided the collection procedure is not more invasive than routine prophylactic scaling of the teeth and the process is accomplished in accordance with accepted prophylactic techniques; (i) mucosal and skin cells collected by buccal scraping or swab, skin swab, or mouth washings; (j) sputum collected after saline mist nebulization.<\/div>\n<\/div>\n\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">(4) Collection of data through noninvasive procedures (not involving general anesthesia or sedation) routinely employed in clinical practice, excluding procedures involving x-rays or microwaves. Where medical devices are employed, they must be cleared\/approved for marketing. (Studies intended to evaluate the safety and effectiveness of the medical device are not generally eligible for expedited review, including studies of cleared medical devices for new indications.)<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\">Examples: (a) physical sensors that are applied either to the surface of the body or at a distance and do not involve input of significant amounts of energy into the subject or an invasion of the subject&#8217;s privacy; (b) weighing or testing sensory acuity; (c) magnetic resonance imaging; (d) electrocardiography, electroencephalography, thermography, detection of naturally occurring radioactivity, electroretinography, ultrasound, diagnostic infrared imaging, doppler blood flow, and echocardiography; (e) moderate exercise, muscular strength testing, body composition assessment, and flexibility testing where appropriate given the age, weight, and health of the individual.<\/div>\n<\/div>\n\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">(5) Research involving materials (data, documents, records, or specimens) that have been collected, or will be collected solely for non-research purposes (such as medical treatment or diagnosis).<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\">Some research in this category may be exempt from the HHS regulations for the protection of human subjects. This listing refers only to research that is not exempt.<\/div>\n<\/div>\n\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">(6) Collection of data from voice, video, digital, or image recordings made for research purposes.<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\"> <\/div>\n<\/div>\n\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">(7) Research on individual or group characteristics or behavior (including, but not limited to, research on perception, cognition, motivation, identity, language, communication, cultural beliefs or practices, and social behavior) or research employing survey, interview, oral history, focus group, program evaluation, humanfactors evaluation, or quality assurance methodologies.<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\">Some research in this category may be exempt from the HHS regulations for the protection of human subjects. This listing refers only to research that is not exempt.<br \/>\n<\/div>\n<\/div>\n\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">(8) Continuing review of research previously approved by the convened IRB as follows:<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\">(a) where (i) the research is permanently closed to the enrollment of new subjects; (ii) all subjects have completed all research-related interventions; and (iii) the research remains active only for long-term followup of subjects; or<\/p>\n<p>(b) where no subjects have been enrolled and no additional risks have been identified; or where the remaining research activities are limited to data analysis.<\/div>\n<\/div>\n\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">(9) Continuing review of research, not conducted under an investigational new drug application or investigational device exemption where categories 2-8 do not apply but the IRB has determined and documented at a convened meeting that the research involves no greater than minimal risk and no additional risks have been identified.<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\"> <\/div>\n<\/div>\n\n<h4><strong><\/strong>How to Apply<\/h4>\n\t<div class=\"shortcode-forms-policies\">\n\t\t<ul class=\"forms-policies\">\n\t\t\t\t\t\t\t<li class=\"3452 post-439 page type-page status-publish hentry fp-type-how-to fp-type-resource topic-human-subjects office-orc stage-conducting-research tags-institutional-review-board\">\n\t\t\t\t\t<div class=\"fp-label\">\n\t\t\t\t\t\t<span\n\t\t\t\t\t\t\tclass=\"label bg-darkgray\">DOCX<\/span>\n\t\t\t\t\t<\/div>\n\t\t\t\t\t<div class=\"fp-content\">\n\t\t\t\t\t\t<a href=\"\/research\/files\/2024\/06\/IRB-Application_Exped_Full.docx\"><span\n\t\t\t\t\t\t\t\tclass=\"title\">Expedited\/Full Review Board New Application<\/span><\/a>\n\t\t\t\t\t\t<span class=\"date\">Updated June 11, 2026<\/span>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/li>\n\t\t\t\t\t\t<\/ul>\n\t<\/div>\n\t\n<p>Once the application is received by the IRB, the IRB will make the final determination on the type of review.<\/p>\n<h3 id=\"full-board-review\">Full Board Review<\/h3>\n<p style=\"font-weight: 400;\">Research that is greater than minimal risk, requires a risk determination on a device or does not qualify for Exempt or Expedited review is handled at a convened IRB meeting. Convened IRB meetings are <a href=\"https:\/\/www.bu.edu\/research\/ethics-compliance\/human-subjects\/dates-and-timing-of-the-irb-committee\/\" data-ogsc=\"\" data-outlook-id=\"3e6cc7dc-4828-49e0-bfe9-c3e6188f9616\">ordinarily held on the third Tuesday<\/a> of each month. New projects are placed on the agenda only after designated IRB reviewers determine the submission is ready; that readiness usually requires 2\u20133 rounds of review and revision. To allow adequate time, please submit studies that will require Full Board review at least three weeks before the target meeting date. If you have a specific deadline or time-sensitive need, contact the IRB as early as possible so we can advise on scheduling and help you meet your timeline.<\/p>\n<h4>How to Apply<\/h4>\n\t<div class=\"shortcode-forms-policies\">\n\t\t<ul class=\"forms-policies\">\n\t\t\t\t\t\t\t<li class=\"3452 post-439 page type-page status-publish hentry fp-type-how-to fp-type-resource topic-human-subjects office-orc stage-conducting-research tags-institutional-review-board\">\n\t\t\t\t\t<div class=\"fp-label\">\n\t\t\t\t\t\t<span\n\t\t\t\t\t\t\tclass=\"label bg-darkgray\">DOCX<\/span>\n\t\t\t\t\t<\/div>\n\t\t\t\t\t<div class=\"fp-content\">\n\t\t\t\t\t\t<a href=\"\/research\/files\/2024\/06\/IRB-Application_Exped_Full.docx\"><span\n\t\t\t\t\t\t\t\tclass=\"title\">Expedited\/Full Review Board New Application<\/span><\/a>\n\t\t\t\t\t\t<span class=\"date\">Updated June 11, 2026<\/span>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/li>\n\t\t\t\t\t\t<\/ul>\n\t<\/div>\n\t\n<h3 id=\"faq\">FAQ<\/h3>\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">What happens if you send in the wrong application?<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\">The IRB may be able to obtain the necessary information from the application that was initially submitted. If additional information is needed, the IRB will let you know. In some cases, the IRB will ask that you complete the correct application for your study type.<\/div>\n<\/div>\n\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">What difference does it make if my research is considered exempt or non-exempt research?<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\">Regardless of how your research is reviewed, you are obligated to conduct your research with the highest ethical standards and in compliance with all applicable policies, procedures and regulations.<\/p>\n<p>Administratively, there are some differences:<\/p>\n<ul>\n<li>Exempt research does not require annual reviews or check-ins, and changes to exempt research do not ordinarily need to be submitted for review and approval prior to implementation. See the policy on Exempt Research for more information.<\/li>\n<li>Research that is reviewed by Expedited or Full Board procedures are required to have annual reviews or check-ins, and changes to the research need to be reviewed and approved prior to implementation.<\/li>\n<li>Requirements for informed consent are different depending on the type of review. See the policy on Informed Consent for more information.<\/li>\n<\/ul>\n<p><\/div>\n<\/div>\n\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">I am working with an outside investigator and only being sent a limited amount of information from them. Do I need to submit my own IRB application to the BU IRB?<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\">If the data you will receive does not contain identifying information about the subjects and you will not have access to the code or link to those identifiers, then you might not need IRB approval. Each situation is nuanced, so please call our office to discuss the specifics.<\/div>\n<\/div>\n\n<div class=\"bu_collapsible_container \" aria-live=\"polite\" data-customize-animation=\"false\"><h4 class=\"bu_collapsible\" aria-expanded=\"false\"tabindex=\"0\" role=\"button\">Do classroom projects (e.g., those assigned by a professor for class credit\/grade, etc.) require IRB review?<\/h4><div class=\"bu_collapsible_section\" style=\"display: none;\">Classroom projects ordinarily do not require IRB review, as they typically do not meet the definition of \u2018research\u2019 or \u2018research with human subjects\u2019 and are being conducted for educational purposes only. If, after reviewing the information in Step 1, you are unsure whether your project requires IRB review, please contact the IRB office (<a href=\"mailto:irb@bu.edu\">irb@bu.edu<\/a>).<\/div>\n<\/div>\n\n<hr>\n<h2 id=\"step-4-obtain-appropriate-signatures-approvals\">Step 4: Obtain Appropriate Signatures &amp; Approvals<\/h2>\n<p>There are several signatures required on the IRB application. The IRB does accept scans, photos, and email confirmations from signatories indicating their review and support of the application. Each IRB application indicates the signatures required for submission.<\/p>\n<p><strong>For Student Investigators: <\/strong>Your signature is required on the application, your faculty advisor must also sign the application and be listed as a co-investigator, some schools\/departments have an IRB pre-reviewer and IRB applications must first be reviewed by that individual before it may be submitted to the IRB. If your school does not have a designated pre-reviewer, you may submit the application without this signature.<\/p>\n<p><strong>For Faculty Investigators: <\/strong>Your signature is required on the application and your department chair must also sign the application. If you are the Department Chair, your Dean must sign the application.<\/p>\n<hr>\n<h2 id=\"step-5-assemble-study-related-documents-for-irb-review\">Step 5: Assemble Study-Related Documents for IRB Review<\/h2>\n<h3 id=\"all-investigators\">All Investigators<\/h3>\n<p>Before you begin assembling study-related documents, review our <a href=\"https:\/\/www.bu.edu\/research\/ethics-compliance\/human-subjects\/tips-for-creating-a-consent-document\/\">Tips for Creating a Consent Document<\/a>. Additionally, i<span>f you plan to submit your data to the FDA and you are planning to use BU REDCap for any data collection, including e-consent, please review BU&#8217;s guidance on <a href=\"https:\/\/www.bu.edu\/research\/forms-policies\/redcap-research-electronic-data-capture-part-11-process-training\/\">REDCap (Research Electronic Data Capture) Part 11 Process &amp; Training<\/a>.<\/span><\/p>\n<p>The IRB reviews most study-related documents. The following documents should be included with your submission, as applicable:<\/p>\n<ul>\n<li>Consent\/assent forms or information sheet (submitted as a Word document)<\/li>\n<li>Recruitment materials (fliers, brochures, text of print\/audio\/video advertisements, letters, etc.)<\/li>\n<li>Data collection materials (questionnaires, surveys, assessments, interview questions, etc.)<\/li>\n<li>Drug brochure, drug label information\/package insert, Investigator Brochure etc.<\/li>\n<li>Device manual<\/li>\n<li>FDA letters<\/li>\n<li>Data and Safety Monitoring Board (DSMB) Charter<\/li>\n<li>Grant application, statement of work, industry contract, clinical trial agreement, etc.<\/li>\n<\/ul>\n<a href=\"https:\/\/www.bu.edu\/research\/ethics-compliance\/human-subjects\/supplemental-forms\/\" class=\"button button-base\"><strong>Find All Forms Here<\/strong><\/a>\n<h3 id=\"student-investigators-only\">Student Investigators Only<\/h3>\n<p>Student investigators should submit a copy of the thesis\/dissertation prospectus. If the prospectus is extremely lengthy, students may submit the introduction\/summary and the design\/methods section including: the research plan, specific aims, background and significance, preliminary study information, research design and methods, appendices that relate to the conduct of the research (survey instruments, data collection forms, etc.).<\/p>\n<hr>\n<h2 id=\"step-6-email-application-to-the-irb\">Step 6: Email Application to the IRB<\/h2>\n<p>Prior to sending in your application, make sure that:<\/p>\n<ul>\n<li>You and your study staff\/co-investigators have taken the required&nbsp;<a href=\"https:\/\/www.bu.edu\/research\/ethics-compliance\/human-subjects\/human-subjects-training\/\">human subjects protection training<\/a><\/li>\n<li>You have completed the appropriate IRB application<\/li>\n<li>You have obtained all of the proper signatures<\/li>\n<li>You have assembled all study-related documents<\/li>\n<\/ul>\n<p>After you complete the above steps, you may email your completed application and relevant documents to the IRB inbox at&nbsp;<a href=\"mailto:irb@bu.edu\">irb@bu.edu<\/a>.<\/p>\n<p>All submissions are reviewed on a rolling basis. If the study will be reviewed by the full\/convened IRB, it will be put on a meeting agenda when the IRB Analyst has determined that the study meets approval criteria. If your study has a deadline or specific time constraint, please give yourself and the IRB enough time to complete the review. Contact the IRB if you have questions or concerns about meeting your deadline.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>A step-by-step guide for submitting an IRB protocol for human subjects research on BU&#8217;s Charles River Campus. Step 1: Determine if IRB Approval is Required Not all projects require IRB review and approval. Before getting started, determine if IRB approval is required. Step 2: Complete the Required Human Subject Protection Training The Charles River Campus [&hellip;]<\/p>\n","protected":false},"author":3324,"featured_media":0,"parent":420,"menu_order":4,"comment_status":"closed","ping_status":"closed","template":"page-templates\/chapter-navigation.php","meta":[],"_links":{"self":[{"href":"https:\/\/www.bu.edu\/research\/wp-json\/wp\/v2\/pages\/439"}],"collection":[{"href":"https:\/\/www.bu.edu\/research\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.bu.edu\/research\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.bu.edu\/research\/wp-json\/wp\/v2\/users\/3324"}],"replies":[{"embeddable":true,"href":"https:\/\/www.bu.edu\/research\/wp-json\/wp\/v2\/comments?post=439"}],"version-history":[{"count":54,"href":"https:\/\/www.bu.edu\/research\/wp-json\/wp\/v2\/pages\/439\/revisions"}],"predecessor-version":[{"id":61815,"href":"https:\/\/www.bu.edu\/research\/wp-json\/wp\/v2\/pages\/439\/revisions\/61815"}],"up":[{"embeddable":true,"href":"https:\/\/www.bu.edu\/research\/wp-json\/wp\/v2\/pages\/420"}],"wp:attachment":[{"href":"https:\/\/www.bu.edu\/research\/wp-json\/wp\/v2\/media?parent=439"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}