{"id":665,"date":"2015-03-23T16:36:35","date_gmt":"2015-03-23T20:36:35","guid":{"rendered":"https:\/\/www.bu.edu\/rbfl\/?page_id=665"},"modified":"2015-07-17T00:07:27","modified_gmt":"2015-07-17T04:07:27","slug":"volume-34-fall-2014","status":"publish","type":"page","link":"https:\/\/www.bu.edu\/rbfl\/issues\/volume-34-fall-2014\/","title":{"rendered":"Volume 34: Fall 2014 &#8211; Spring 2015"},"content":{"rendered":"<div class=\"layoutArea\">\n<div class=\"column\">\n<h3>INTRODUCTION<\/h3>\n<p><a href=\"\/rbfl\/files\/2015\/07\/Volume-34-TOC.pdf\">Introduction and Table of Contents<\/a><\/p>\n<h2>ISSUE I \u2013 FALL 2014<\/h2>\n<h3>DEVELOPMENT ARTICLES<\/h3>\n<p>Alexandria Martin, <em><a target=\"_blank\" title=\"The SEC Rule on Deriviatives Trading by Foreign Branches\" href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Martin.pdf\">The SEC Rule on Derivatives Trading by Foreign Branches of U.S. Banks<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 2 (2014).<\/p>\n<p>Eric Schlichte, <a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Schlichte.pdf\"><em>Seventh Circuit Denies Motion to Intervene by Non-Party Secondary Insurance Provider in Bankruptcy Proceedings:<\/em> In re C.P. Hall<\/a>, 34 REV. BANKING &amp; FIN. L. 13 (2014).<\/p>\n<p>Angela DiIenno, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_DiIenno.pdf\">Legitimacy of Two-Tier Poison Pills as Defensive Mechanisms<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 25 (2014).<\/p>\n<p>Holly Ovington, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Ovington.pdf\">SLUSA Preclusion of State Law Investor Class Actions<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 36 (2014).<\/p>\n<p>Justin Zeizel, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Zeizel.pdf\">U.S. Department of Justice and its Global Counterparts Continue Aggressive Enforcement Against Cartels<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 45 (2014).<\/p>\n<p>Sean Gordon, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Gordon.pdf\">Citigroup Settles with DOJ for Illicit Mortgage Activities in 2006 and 2007<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 57 (2014).<\/p>\n<p>Steven Barros, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Barros.pdf\">Securities Fraud Class Actions: Courts to Consider Price Impact Evidence at Class Certification Stage<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 66 (2014).<\/p>\n<p>William T. Cushing, <a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Cushing.pdf\">In re Stockton, California<em>: Current Issues Surrounding the Landmark Municipal Bankruptcy<\/em><\/a>, 34 REV. BANKING &amp; FIN. L. 75 (2014).<\/p>\n<p>Jason Mei, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Mei.pdf\">Appraisal Arbitrage: Investment Strategy of Hedge Funds and Shareholder Activists<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 83 (2014).<\/p>\n<p>Matthew Lee,<em> <a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Lee.pdf\">The Recent Wave of Tax Inversions and Implications of the Corporate Income Tax<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 93 (2014).<\/p>\n<p>Alexander Vitruk, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Vitruk.pdf\">Federal Reserve Monetary Policy and The Taylor Rule<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 102 (2014).<\/p>\n<h3>ARTICLES<\/h3>\n<p>John Crawford, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Crawford.pdf\">Wargaming Financial Crises: The Problem of (In)experience and Regulator Expertise<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 111 (2014).<\/p>\n<p>Dan Awrey, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Awrey.pdf\">The Limits of Private Ordering Within Modern Financial Markets<\/a><\/em>,\u00a034 REV. BANKING &amp; FIN. L. 183 (2014).<\/p>\n<p>Robert T. Miller, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Miller.pdf\">The RMBS Put-Back Litigations and the Efficient Allocation of Endogenous Risk Over Time<\/a><\/em>,\u00a034 REV. BANKING &amp; FIN. L. 255 (2014).<\/p>\n<h3>ESSAY<\/h3>\n<p>Sung Eun (Summer) Kim, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Kim.pdf\">Corporate Parenthood: Private Equity Duties and Portfolio Company Rights<\/a><\/em>,\u00a034 REV. BANKING &amp; FIN. L. 317 (2014).<\/p>\n<h3>NOTES<\/h3>\n<p>Jacob Wimberly, Note, <em><a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Wimberly.pdf\">SIFI Designation of Insurance Companies\u2014How Game Theory Illustrates the FSOC&#8217;s Faulty Conception of Systemic Risk<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 337 (2014).<\/p>\n<p>Lisa A. Bothwell, Note, <a href=\"\/rbfl\/files\/2015\/03\/RBFL_34-1_Bothwell.pdf\"><em>Aberration or Seminal Decision?: Examining the Impact of<\/em> Zucker v. FDIC (In re BankUnited Financial Corp.) <em>On Bankruptcy Law<\/em><\/a>, 34 REV. BANKING &amp; FIN. L. 369 (2014).<\/p>\n<p>&nbsp;<\/p>\n<h2>ISSUE II \u2013 SPRING\u00a02015<\/h2>\n<h3>DEVELOPMENT ARTICLES<\/h3>\n<p>Tyler Spunaugle,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Spunaugle.pdf\">The SEC&#8217;s Increased Use of Administrative Proceedings: Increased Efficiency or Unconstitutional Expansion of Agency Power?<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 204 (2015).<\/p>\n<p>Graham Rogers,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Rogers.pdf\">Misbehaving Bankers: Desperate Analysts, FINRA Fines and the Toys&#8217;R&#8217;Us IPO<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 416 (2015).<\/p>\n<p>Silvia Stockman,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Stockman.pdf\">United States v. Newman: The Second Circuit Establishes New Limits on Insider Trading Prosecutions<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 427 (2015).<\/p>\n<p>Paige Brewin,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Brewin.pdf\">MetLife&#8217;s SIFI Designation and Appeal<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 435 (2015).<\/p>\n<p>Daniel R. Warren,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Warren.pdf\">Congress&#8217;s Rollback of the Dodd-Frank Swaps Push-Out Rule<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 443(2015).<\/p>\n<p>Jose Andre Roman,\u00a0<a href=\"\/rbfl\/files\/2015\/07\/Roman.pdf\"><em>Bitcoin: Assessing the Tax Implications Associated with the IRS&#8217;s Notice Deeming virtual Currencies Property<\/em> <\/a>, 34 REV. BANKING &amp; FIN. L. \u00a0451 (2015).<\/p>\n<p>Courtney Johnson,\u00a0<a href=\"\/rbfl\/files\/2015\/07\/Johnson.pdf\">SEC Rule 14a-8(i)(9) &amp; The Whole Foods Proxy Saga<\/a>, 34 REV. BANKING &amp; FIN. L. 458 (2015).<\/p>\n<p>Maria Slobodchikova,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Slobodchikova.pdf\">Forum Selection Bylaws in Delaware<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 466 (2015).<\/p>\n<p>Samuel Gorski,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Gorski.pdf\">Whistleblower Protection Under Dodd-Frank and Sarbanes-Oxley: Interpretative Developments from 2014<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 478 (2015).<\/p>\n<p>Drew Singer,<em>\u00a0<a href=\"\/rbfl\/files\/2015\/07\/Singer.pdf\">SEC Regulation of Mutual Funds&#8217; Illiquid Assets<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 491 (2015).<\/p>\n<p>Gianna Sagan,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Sagan.pdf\">Alternative Investment Fund Managers Directive Impact on Non-EU Managers <\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 506\u00a0(2015).<\/p>\n<h3>FUNDING INNOVATION SYMPOSIUM<\/h3>\n<p><a href=\"\/rbfl\/files\/2015\/07\/Symposium-Introduction.pdf\">Introduction<\/a><\/p>\n<p>Theodore Weitz &amp; Thomas D. Halket,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Weitz-Halket.pdf\">State Crowdfunding and the Intrastate Exemption Under Federal Securities Laws-Less than Meets the Eye?<\/a><\/em>,\u00a034 REV. BANKING &amp; FIN. L. 521\u00a0(2015).<\/p>\n<p>Andrew A. Schwartz,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Schwartz.pdf\">The Nonfinancial Returns of Crowdfunding<\/a><\/em>,\u00a034 REV. BANKING &amp; FIN. L. 565 (2015).<\/p>\n<p>Kristen A. Young,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Young.pdf\">Compliance With the Securities Laws in Crowdfunded Securities Offerings: Startups it&#8217;s your Responsibility!<\/a><\/em>,\u00a034 REV. BANKING &amp; FIN. L.\u00a0581 (2015).<\/p>\n<h3>ARTICLES<\/h3>\n<p>Robert Hockett,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Hockett.pdf\">Real Arrow-Securities for All: Just and Efficient Insurance Through Macro-Hedging<\/a><\/em>,\u00a034 REV. BANKING &amp; FIN. L. 609 (2015).<\/p>\n<p>Sharon E. Foster,<em>\u00a0<a href=\"\/rbfl\/files\/2015\/07\/Foster.pdf\">Too Big to Prosecute: Collateral Consequences, Systematic Institutions and the Rule of Law<\/a><\/em>,\u00a034 REV. BANKING &amp; FIN. L. 655 (2015).<\/p>\n<h3>NOTES<\/h3>\n<p>Emily Finestone, Note,\u00a0<em><a href=\"\/rbfl\/files\/2015\/07\/Finestone.pdf\">Eliminating the Tax on Embezzled Funds: A Call for Reform<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 713\u00a0(2015).<\/p>\n<p>Thomas S. Markey, Note,<em>\u00a0<a href=\"\/rbfl\/files\/2015\/07\/Markey.pdf\">Standing on the Sidelines: How Nonjudicial Foreclosure Laws Prevent Homeowner Challenges to Foreclosures &#8212; And How Judges and Legislators Should Respond<\/a><\/em>, 34 REV. BANKING &amp; FIN. L. 745 (2015).<\/p>\n<\/div>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p>INTRODUCTION Introduction and Table of Contents ISSUE I \u2013 FALL 2014 DEVELOPMENT ARTICLES Alexandria Martin, The SEC Rule on Derivatives Trading by Foreign Branches of U.S. Banks, 34 REV. BANKING &amp; FIN. L. 2 (2014). Eric Schlichte, Seventh Circuit Denies Motion to Intervene by Non-Party Secondary Insurance Provider in Bankruptcy Proceedings: In re C.P. Hall, [&hellip;]<\/p>\n","protected":false},"author":8621,"featured_media":0,"parent":70,"menu_order":10,"comment_status":"closed","ping_status":"closed","template":"","meta":[],"_links":{"self":[{"href":"https:\/\/www.bu.edu\/rbfl\/wp-json\/wp\/v2\/pages\/665"}],"collection":[{"href":"https:\/\/www.bu.edu\/rbfl\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.bu.edu\/rbfl\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.bu.edu\/rbfl\/wp-json\/wp\/v2\/users\/8621"}],"replies":[{"embeddable":true,"href":"https:\/\/www.bu.edu\/rbfl\/wp-json\/wp\/v2\/comments?post=665"}],"version-history":[{"count":10,"href":"https:\/\/www.bu.edu\/rbfl\/wp-json\/wp\/v2\/pages\/665\/revisions"}],"predecessor-version":[{"id":733,"href":"https:\/\/www.bu.edu\/rbfl\/wp-json\/wp\/v2\/pages\/665\/revisions\/733"}],"up":[{"embeddable":true,"href":"https:\/\/www.bu.edu\/rbfl\/wp-json\/wp\/v2\/pages\/70"}],"wp:attachment":[{"href":"https:\/\/www.bu.edu\/rbfl\/wp-json\/wp\/v2\/media?parent=665"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}