Tougher Dodd-Frank Fiduciary Standard for U.S. Brokers Stalled

in 2012, Bloomberg, Newsmakers, School of Law, Tamar Frankel
September 10th, 2012

Tamar Frankel, School of Law

Even with Wall Street and consumer advocates allied in pushing for it, a Securities and Exchange Commission proposal to raise standards for U.S. brokers advising retail investors has run aground…

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