Tougher Dodd-Frank Fiduciary Standard for U.S. Brokers Stalled

in 2012, Bloomberg, Newsmakers, School of Law, Tamar Frankel
September 10th, 2012

frankel-2010Bloomberg
Tamar Frankel, School of Law

Even with Wall Street and consumer advocates allied in pushing for it, a Securities and Exchange Commission proposal to raise standards for U.S. brokers advising retail investors has run aground…

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