"OH LORD, PLEASE DON'T LET ME BE MISUNDERSTOOD!": REDISCOVERING THE MATHEWS V. ELDRIDGE AND PENN CENTRAL FRAMEWORKS


Gary S. Lawson
Katharine Ferguson
Guillermo A. Montero

Boston University School of Law Working Paper 05-12

Abstract

Mathews v. Eldridge, which addresses the procedures that must be provided for deprivations of life, liberty, or property under the Due Process Clauses, and Penn Central Transportation Co. v. City of New York, which guides inquiry into when governmental regulations rise to the level of takings of property that require just compensation, are decisions with near-canonical status. Mathews and Penn Central have some noteworthy parallels. Each decision is widely regarded as prescribing a three-factor test for resolving questions that arise under its respective domain. Each decision is almost universally decried as unworkable, incomplete, subjective, and incapable of consistent application. And each decision is, we think, largely misunderstood.

In this article, we demonstrate that neither the Mathews nor Penn Central decisions actually set forth tests – much less three-factor tests – for resolving issues. Rather, each decision had the far more modest, but nonetheless important, goal of providing a common language for lawyers and judges to employ when conducting inquiries about constitutional procedures or regulatory takings, both of which are doctrinally oriented around a search for basic fairness. The decisions do no more, and no less, than to provide a framework within which issues of fairness can be explored and discussed through the formal, stylized channels of an adversarial legal system. We show that the so-called Mathews test was not the creation of the Supreme Court; it was constructed by the Solicitor General’s office, and endorsed by the AFL-CIO as amicus for Eldridge, as a way of focusing attention on key features of procedural fairness that had specific relevance to the facts in Mathews. The Penn Central Court similarly gave no indication that it was prescribing any kind of decision-making methodology, and it identified only two basic factors – the impact on property owners and the character of the governmental action – that bore on the regulatory takings inquiry. Subsequent decisions and commentators have often treated these frameworks as actual vehicles for decision-making, but that is neither sensible nor faithful to the frameworks’ original conceptions. Once Mathews and Penn Central are properly understood as vehicles for shaping dialogue about fundamental fairness, they make a good measure of jurisprudential sense, especially if the Penn Central framework in particular is reconstructed to conform more closely to its original model. Accordingly, we propose some modest clarifications to the Penn Central framework that better allow it to serve its true conversation-shaping function.

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Gary S. Lawson Contact Information

glawson@bu.edu
Boston University School of Law
765 Commonwealth Ave
Boston, MA 02215
USA
(617) 353-8747

Katharine Ferguson Contact Information

katief@bu.edu

Guillermo A. Montero Contact Information

Guillermo.Montero@usdoj.gov


Presentation and Publication Information:

91 Notre Dame Law Review __ (2005) (forthcoming)

SOCIAL SCIENCE RESEARCH NETWORK:

http://ssrn.com/abstract=747986


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