Governance, Risk Management and Compliance
LAWBK931
The course is a survey of the key areas of compliance. The course will examine implementing and maintaining a compliance program. Topic areas to be covered include: U.S. Foreign Corrupt Practices Act; the Office of Foreign Assets Control; Bank Secrecy Act; Privacy; Investigations; Whistleblower Rates; Information Reporting/Disclosure; Insider Trading Policies; Code of Ethics; Audit; Conflict of Interest; Management Reporting; Internal Reporting/E- Discovery/Record Retention.
Fall 2023: LAW BK 931 , Sep 7th to Dec 7th 2023Fall 2023: LAW BK 931 , Sep 5th to Dec 7th 2023