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H-1B Cap Gap Extension
Requirements and Responsibilities

 

 

The interim F-1 OPT rule published on April 8, 2008 provides an automatic, temporary extension of duration of status and employment authorization for some F-1 students. These provisions apply to F-1 students who are the beneficiaries of an H­1B petition who, due to the cap on the number of H-1B petitions accepted in a given year, cannot begin employment until the beginning of the next fiscal (October 1st). In the past, the F-1 status for these students often expired before their H-1B status began — a period known as the cap gap. The most common situation occurred when the student's OPT ended in the spring or early summer, and his or her F-1 status expired 60 days after that, leaving a gap of several months before the individual's H-1B status began on October 1st.

Cap Gap Extension

Under the new rule, the cap gap provides an extension of student status to bridge the gap between the end of F-1 status and start of H-1B status. If the student is in a period of authorized post-completion OPT on or after the date the student becomes eligible for the extension, the student's post-completion OPT employment authorization is also automatically extended.

Requirements for Eligibility for the H-1B Cap-Gap Extensions
Eligible students must be the beneficiary of an H-1B petition that:

  • was timely filed

  • requests an employment start date of October 1st of the following fiscal year

  • requests a change of status

In addition, the student must not have violated the terms or conditions of his or her F-1 status.

Basic Provisions

The eligibility date is the date a USCIS Service Center receives a properly filed Form I-129, Petition for a Nonimmigrant Worker, naming the student as a beneficiary of the petition from the prospective employer.  The cap gap extension starts when the student's current period of F-1 status ends, regardless of whether the student was in a period of OPT.   However, if the student was not in a period of authorized post-completion OPT on the eligibility date, the extension of status starts on the day after the student's initial grace period expires.

Cap Gap to Extend F-1 Status

For eligible students whose post-completion OPT expired prior to the filing date of the H-1B petition, the cap gap extension starts at the end of their grace period and ends September 30th unless the H-1B petition for the student is rejected, denied, or withdrawn. However, these students will not have work authorization and must cease employment their OPT authorization expires.

Cap Gap to Extend F-1 OPT Employment Authorization

For eligible students with active post-completion OPT, the cap gap extension for both employment and F-1 status starts the date the student's original OPT expires and ends September 30th unless the H-1B petition for the student is rejected, denied, or withdrawn. In those cases, the employment authorization ends and the grace period begins on the date of the H-1 B rejection, withdrawal or denial.

Due to the complexities involved, students will receive cap gap extensions in increments as the petition goes through the steps of filing, receipting, and adjudication.

  • A student who is the beneficiary of a properly filed H-1B petition will have his or her OPT extended to June 2, 2008.  An additional 60-day grace period will extend their valid F-1 status to August 2, 2008

  • A student who is the beneficiary of wait-listed H-1B petition will have his or her OPT extended to July 28, 2008. An additional 60-day grace period will extend their valid F-1 status to September 27, 2008

  • A student who is the beneficiary of a receipted or approved H-1B petition will have his or her OPT and F-1 status extended to September 30, 2008

Student Procedures to Request Proof of Cap Gap Extension

Students will not automatically receive notification when they have a cap gap extension.  Therefore, if the student's current grace period or F-1 OPT will expire before October 1st, the student must:

  1. Contact their employer to request copies of documentation demonstrating the receipt and/or approval of the H-1B petition filed on their behalf. Examples of acceptable documentation include a copy of the USCIS receipt/approval notice (Form I-797) or a copy of the USCIS “wait list” letter to the employer.

  2. Forward copies of this documentation to the staff of the ISSO and request a new Form I-20 showing the period of the extension.

The cap gap extension will be terminated before September 30th if the H-1B petition is withdrawn or denied. Students will not be personally notified by DHS of a withdrawn or denied H-1B petition, so they must remain in contact with the sponsoring employer and their ISSO advisor. It is the student's responsibility to check regularly on his or her status. While the automatic extension terminates when USCIS rejects, denies, or revokes the H-1B petition, the student would have a grace period after the termination during which s/he is authorized to remain in the United States for up to 60 days to prepare for departure from the U.S., change degree level, transfer, change status, etc. as long as the student has not otherwise violated status.

The rule states that this benefit is only available if the H-1B petition requested a change of status.  USCIS recently announced that they will convert petitions that had requested consular processing to change of status if the employer requests USCIS to do so within 30 days of the I-797 Receipt and/or Approval Notice being produced.  More information can be found on the USCIS web site.

Travel Outside of the U.S. During Cap Extension
Since these provisions are so new and since there is no clear documentation, students are strongly recommended not to depart the country during the period of their cap gap extension until they qualify for travel in H-1B status.

NOTE:  that this is an interim rule.  While the provisions of this interim rule took effect on April 8, 2008, they are subject to change before the final rule is published.

Students are encouraged to contact the staff of the ISSO with questions relating to the cap gap, eligibility requirements and documentation procedures.

 

 

ISSO
Boston University
May 13, 2008

Boston University International Students & Scholars Office