Impactx2 Logo and Photo

Impact x2 Qais

Impactx2 Content

How can we work together to promote better cultural understanding worldwide?

Qais Akbar Omar (GRS’16), a graduate student in the Creative Writing Program, has published a much-praised memoir, A Fort of Nine Towers: An Afghan Family Story. He recalls how the violence and tumult of civil war jolted his family, who, despite losing relatives, their home, and possessions, continued to nurture his wish to attend a university.

Impactx2 Call to Action

With your help, students like Qais gain the skills they need to tell their story and give us a broader understanding of the world.

Will you support CAS?

Research

The role of the College of Arts & Sciences Research Office is to encourage and support the efforts of CAS faculty and staff to obtain extramural research funding. The CAS Research Office supplements, serves as an additional liaison with, and works within the context of the BU Office of Sponsored Programs (OSP)

The Research Office is staffed by Marla Krauss, Program Development Specialist. Marla works closely with the three CAS Associate Deans of the Faculty, who work with faculty on research support issues.

For forms and instructions related to research, see the forms page.

Steps for Submitting a Grant

Both the CAS Research Office and the Office of Sponsored Programs (OSP) need to review and approve grant paperwork prior to submission.  There could also be compliance issues that require additional review for some proposals.

  • Determine eligibility for extramural funding (i.e. Principal Investigator status).
  • Contact department’s OSP Research Administrator when deciding to pursue a funding opportunity.
  • Complete proposal documents and internal grants forms.
    • Be sure to review the information in the “Additional Consideration” section to see whether it applies to your project.
    • Submit a proposal package to the CAS Research Office for review and approval.
    • Finalize submission of all proposal documents with OSP.

For additional information, please contact Marla Krauss located at 725 Commonwealth Avenue, Room 115 at mkrauss@bu.edu or 617-358-5264 or the appropriate Associate Dean of the Faculty.

Determine Your Eligibility to Submit A Grant Proposal for Extramural Funding (Principle Investigator status)

The first step before working on a grant proposal is to determine whether you are eligible to submit a grant. This requires that you have Principal Investigator (PI) status.

The Boston University Policy on Principal Investigator (PI) Status is available here. It defines the obligations of a PI and identifies categories of members of the BU community who have full privileges to serve as a PI automatically, those who have no PI privileges, and in the circumstances in which individuals may have PI privileges if the appropriate Provost, Dean, Chair, or (in the case of postdoctoral associates) direct supervisor approves.

As stated in those documents, faculty who serve more than 50% time in unmodified standard faculty positions (except Instructors) defined in Section A of Classification of Ranks and Titles in the CAS Faculty and Staff Handbook plus those in the clinical and research tracks of the standard faculty positions have automatic PI rights.

Individuals who are not in the “automatic PI rights” positions should consult the BU and CAS policies about whether they might request PI status and how to do so.

The Dean of CAS will generally approve PI status for the following categories if the chair/director of the home academic unit approves PI status and certifies that the necessary commitments of space, facilities, and other resources can be made:

  • Faculty who serve less than 50% time in positions with “automatic PI-rights” as defined in (a) provided that he/she is not a permanent employee (> 50% time) of and/or benefits from full PI rights at another academic institution, company, or organization
  • Full-time lecturers who hold the rank of Senior Lecturer or Senior Lecturer /Master level
  • Individuals appointed as Research Scientist/Engineer/Researcher (or Senior rank in these categories) throughout the proposed grant period
  • Senior Postdoctoral Associates, provided the work is closely associated with the research program of a faculty mentor. Postdoctoral Associates will generally not be eligible to serve as PI except for proposals to programs that specifically target that applicant pool.
  • Adjunct faculty who hold appointments that cover the entire period of the proposed grant
  • Emeritus faculty

PI status is not automatically granted for these categories of individuals. It is essential to begin the process of requesting approval for PI status at the department and then College level before investing significant effort in proposal development and well in advance of any program deadlines. This is done by submitting a PI Status Request form, found here.  The form must be signed by the Department Chair and sent to CAS 115 for approval. Once signed, the form will be sent to the Provost’s office for review and approval. The process of requesting PI status must be added to the week that is normally required to process grant proposals.

Contact Office of Sponsored Programs

The Office of Sponsored Programs (OSP), located at 25 Buick Street, reviews grant proposals on behalf of Boston University for completeness and conformity to BU and sponsor policies and guidelines.

You should contact OSP a minimum of two times during the proposal preparation process:

1) When you decide to pursue a grant opportunity, please contact your OSP Research Administrator (RA) to let him/her know that you plan to submit an application for an upcoming deadline.  A minimum of two weeks’ advance notice is recommended, but even more would be appreciated.  Please provide the name of the sponsor to which you plan to apply, the program solicitation number (if applicable) and the deadline date.  Your RA will be able to explain their review process and schedule at that time.  For a listing of OSP RAs by Department, please visit the OSP website.

2) Send all completed and signed proposal materials to OSP for review at least five days before the deadline.  OSP provides final review and approval of all grants submitted through BU.  In many cases, OSP also submits the application to the sponsor.

For additional information on the proposal review and submission process, please visit OSP’s website.

 Submit Your Proposal to the CAS Research Office for Approval

In addition to the OSP review of all proposal documents and information, the CAS Research Office reviews and approves the proposal package outlined below.  The CAS Research Office will forward the associate dean’s signed approval to OSP.  The PI is responsible for submitting all proposal documents directly to OSP for final review and approval.

Due to the review process that takes place within both CAS and OSP, it is essential that complete grant proposals be submitted to the CAS Research Office at least one week before the agency deadline or we cannot guarantee that the proposal will be submitted by the deadline.  The appropriate divisional associate dean will review the proposal, along with Marla Krauss, Proposal Development Specialist, before sending the proposal to OSP.

The purpose of the proposal review process is to ensure that your proposal is error-free and contains no elements that would cause the university to be unable to submit the proposal or to experience significant post-award complications.  Among the errors we commonly find are budget miscalculations or misspecifications, problems with the availability of appropriate space for the project, and complications regarding institutional “matches.”

Moreover, it is important to remember that the research grant a BU faculty or staff member receives is actually a contract between the granting agency and Boston University. In accepting the grant, BU incurs the obligations of the contract and compliance, although the Principal Investigator is held individually responsible for carrying out the terms of the contract and relevant regulations. The College and university carry out their reviews of the proposal with these obligations in mind.

In some circumstances it is appropriate and wise to work with the CAS Research Office and/or the appropriate CAS divisional associate dean long before the proposal deadline in order to ensure relevant challenges are dealt with in a timely and appropriate manner. This is certainly the case if the sponsoring agency requires an institutional match, if the PI believes that necessary facilities or other needs are not in place, or if there are any other unusual circumstances associated with the proposal that require management. In cases where the PI is not experienced at developing a proposal budget and the home department has no specialist to assist, Marla Krauss can assist, but once again, this requires adding additional lead time.

The proposal package must include the following components and BU forms:

Proposal Components:

  • Proposal Abstract (or similar information to provide a project overview)
  • Proposal Budget
  • Proposal Budget Justification
  • Agency budget forms
  • ­BU Forms:
    • Proposal Summary Form (PSF). NOTE: This form must be signed by the PI’s Department Chair as well as the PI. Note: Be sure to leave time for obtaining the Chair’s signature.
    • Export Control Form
    • Financial Conflict of Interest (COI) Form (online or e-mail submission only)

Forms can be found here.  The three above are in the “Proposal Preparation Forms” section.

Please note that the COI form should be filled out electronically or, alternatively, can be downloaded, filled out and e-mailed to coi@bu.edu.  Please note that paper COI forms should not be submitted with the materials sent to CAS 115, but the date of COI submission should be indicated on the front page of the PSF.  Co-PI’s are also required to submit a separate completed COI.

Additional Considerations

Guidelines for Determining Independent Contractor vs. Employee Status for External Service Providers

University Departments that engage external service providers must submit the required documentation for determination of a service provider’s status before any services are performed or payment requests are processed. See the guidelines here.

Facilities and Administrative (F&A) Waiver

Facilities and Administrative (F&A) costs, also known as Indirect Costs (IDC), are critical because they support the operation, maintenance and administration of our research infrastructure.  On rare occasions, a reduction in or waiver of F&A may be requested and approved.

BU has standard F&A rates that have been negotiated with the federal government.  The two most commonly used are 63.7% (on campus) and 26% (off campus) for federal opportunities.  When 50% or more of a project’s time is on campus, use a rate of 63.7% of the direct costs to calculate F&A costs.  When 50% or more of the work is done off campus, use a 26% rate to calculate costs.  There are separate rates for training and other types of research proposals.  You can find a complete list of F&A rates, including those for non-federal opportunities, here

BU’s policy is to charge full F&A costs on all grants, unless the sponsor limits or disallows it. If this is the case, please indicate this in the PSF comments section at the bottom of the second page and provide documentation.  It is not necessary to submit an F&A Waiver request in these situations.

There could be times when you would like to request a reduction or elimination of F&A costs, even when they are allowed by a sponsor.  This could happen when the sponsor limits the total amount that can be requested, for example, and you would like to devote as much of the budget as possible to direct project costs.  In such cases, please fill out an F&A Waiver form within the “Proposal Preparation Forms” section.

To summarize, an F&A Waiver form is not needed when a sponsor limits or disallows F&A costs and you adhere to their guidelines.  The form and approval are required when a sponsor allows F&A costs and you wish to request a reduction (or elimination) from what could be requested.

The form must be signed by the PI, department chair, associate dean and Provost’s office, so please allow additional time for internal review.

* Not all direct costs can be used in F&A cost calculations, per BU policy.  In addition, sponsors can have their own restrictions.  Please review the sponsor’s proposal guidelines and see a budget specialist for questions.  For further information regarding BU’s policies, please visit the OSP’s website.

Cost Sharing

Cost sharing refers to costs (e.g., salary for time spent on a grant-funded project) normally funded through a grant that a researcher instead requests that BU pays.  There are multiple reasons why cost sharing might be requested; for example, a sponsor may require it, or the sponsor might have a salary cap that necessitates it.

Cost sharing may or may not require approval by the Provost’s office.  The policy for this is currently under review.  For the time being, please allow additional time for review and approval if your proposal includes cost sharing.

Please be aware that there are two kinds of cost sharing: direct and indirect.  These correspond to direct and indirect costs on your budget.  A direct cost is whatever you are requesting funds to cover, such as salary or a piece of equipment.  Indirect costs refer to BU’s overhead, as explained in the F&A Waiver section above.  Indirect cost sharing refers to one of the following: 1) the amount of indirect costs that correspond to the direct cost sharing, 2) the amount of indirect costs that BU is waiving under an approved F&A Waiver form, or 3) the difference between a sponsor’s maximum allowed F&A rate and BU’s rate.

This is how to calculate cost share for $10,000 worth of one person’s salary:

Cost Share Request

Base salary: $10,000

Fringe: $2,760 (if using a 27.6% fringe rate)

Total salary: $12,760

Indirect costs: $8,128 (The indirect costs were calculated by multiplying the F&A rate (63.7% in this case) by $12,760, the total direct costs.)

Total direct costs: $12,760

Total indirect costs: $8,128

Total cost share: $20,888

It is important for BU to track cost sharing because it could impact our federally negotiated indirect cost rate.  The first year’s worth of both direct and indirect cost sharing must be indicated on the front page of the PSF.  Cost sharing should also be indicated on your budget and discussed within the budget justification section of your proposal.

Compliance

Projects need compliance review if using human subjects (IRB), animals (IACUC), specific scientific research equipment (like lasers) and/or performing underwater research.

For information about the IRB, see www.bu.edu/irb/
For information about the IACUC, see www.bu.edu/orccommittess/iacuc/
For information about all compliance issues, see www.bu.edu/orc/

Additional Research Resources

Research job ladder

Sponsored Programs

Policies and guidelines relating to external funding can be obtained from Sponsored Programs

View the Sponsored Programs Handbook

Office of Foundation Relations (OFR)

BU’s OFR builds sustained, mutually beneficial partnerships between the University and the charitable organizations that share our research, teaching, and social service missions.

Humanities Fellowships and Grants Deadlines

A searchable database of current, humanities-related fellowships

Humanities Postdoctoral Fellowships and Grants Deadlines

A searchable database of humanities-related fellowships specifically for postdoctoral research

Conference Travel Support

Information about CAS’ available travel funds for academic conference attendance

My Grant Expenses

A reporting tool that has been developed specifically for Principal Investigators to provide a consolidated, easy-to-access view of budget and expenditure data for grants in his or her portfolio

BU Research

BU Research showcases some of the groundbreaking work that’s taking place at BU and provides information about the policies, facilities, and offices that support all scholarly and research activities across the institution.

Research Compliance

Several offices, committees, and panels regulate research activities on the Charles River and Medical campuses

Institutional Review Board

The purpose of the IRB is to assure that research involving human subjects is conducted ethically and in a way that protects the rights and safety of the subjects.

BU Policies

This site contains a list of the policies that have a broad application throughout the University, including ethics and academic freedom.

Office of the Senior Vice President Chief Financial Officer & Treasurer

Here you will find information about research accounting, facilities and administrative costs, and fringe benefits rates.

COS Pivot

A software package that searches federal and foundation databases for funding opportunities