Financial Advisory and Intermediary Services Act No. 37

South Africa

(enacted in 2002)

The Financial Advisory and Intermediary Services Act No. 37 regulates financial intermediary and advisory services in South Africa.

This act is organized as follows:

  • Chapter I Administration of Act;
  • Chapter II Authorisation of Financial Services Providers;
  • Chapter III Representatives of Authorized Financial Services Providers;
  • Chapter IV Codes of Conduct;
  • Chapter V Duties of Authorised Financial Services Providers;
  • Chapter VI Enforcement;
    • Part I Ombud for financial services providers;
    • Part II Other Enforcement Measures; and
  • Chapter VII Miscellaneous.