Mutual Funds (Investment Companies)

LAW JD 852

Investment companies have become an important part of the financial system. This course is designed to familiarize students with the special laws governing investment companies: their creation, structure, corporate governance, operations (including the distribution of shares and the management of the portfolios), dissolution and, time permitting, taxation. In particular, the course will focus on the Investment Company Act of 1940 and on the practice in this area before the Securities and Exchange Commission.

FALL 2014 Schedule

Section Instructor Location Schedule Notes
A1 Frankel MW 11:00 am-12:25 pm Stamped Approval

Note that this information may change at any time. Please visit the Student Link for the most up-to-date course information.